2026-05-21T14:27:52.839Z / https://www.cnn.com/2026/05/21/politics/hamm-v-smith-supreme-court-decision
最高法院周四维持了上诉法院的裁决,禁止阿拉巴马州处决一名下级法院认定可能存在智力障碍的男子。
最高法院在一份未署名的判决书中采取了不同寻常的举措,在听取了案件辩论后驳回了阿拉巴马州提起的上诉。禁止处决约瑟夫·克利夫顿·史密斯的下级法院裁决将维持原判,最高法院将把上诉中提出的有关智力障碍的问题留待日后解决。
四名大法官对该裁决提出异议:首席大法官约翰·罗伯茨以及克拉伦斯·托马斯、塞缪尔·阿利托和尼尔·戈萨奇大法官。
史密斯因1997年在莫比尔县残忍谋杀德克·范·达姆被判死刑。但史密斯的律师辩称,根据2002年最高法院的一项先例,对智力障碍囚犯执行死刑违反了第八修正案关于禁止残忍和不寻常惩罚的规定,因此他不应被判处死刑。
一系列测试显示史密斯的智商略高于70,这一数值是2002年最高法院裁决中提及的临界值。但美国第十一巡回上诉法院指出,该数值并非严格的分界线,测试中的误差偏差可能意味着史密斯的实际智商略低于70。最高法院面临的问题是,当下存在多份智商测试结果的边缘案件中,下级法院应如何认定一名囚犯是否存在智力障碍。
最高法院以“轻率受理”为由驳回此案,实际上等于表示当前并非解答这一问题的适当时机。
最高法院资深自由派大法官索尼娅·索托马约尔在协同意见中写道,下级法院根据此前的最高法院先例正确认定史密斯存在智力障碍,因此不得对其执行死刑。但她同时写道,最高法院“不具备”基于史密斯案提供“任何有意义指导”的能力。
“这是因为评估多份智商分数所使用的方法差异引发了复杂问题,即便专家也可能意见不一,”她写道。
索托马约尔与自由派大法官凯坦吉·布朗·杰克逊一致认为,未来最高法院可能需要就下级法院应如何分析涉及多份智商分数的死刑案件提供“更具体的指导”,此类案件中囚犯的智商处于所在州对智力障碍定义的临界值。
不就此案作出裁决的决定遭到了最高法院保守派多名成员的严厉抨击。
“为了逃避处决,史密斯试图说服法院自己不够聪明,不应被处决,”托马斯写道。“如今,最高法院 rewarded 了史密斯的这种企图。”
“史密斯的智力并不足以导致无法被处决,”托马斯写道,并补充称他认为最高法院应当推翻2002年禁止处决智力障碍者的先例,他称该先例“只带来了混乱和荒谬”。
鉴于四名大法官公开提出异议,显然保守派大法官布雷特·卡瓦诺和艾米·科尼·巴雷特以及最高法院的自由派大法官都同意驳回此案。
被驳回的案件“有点令人意外,因为有六名大法官撰写或加入了就案件实体问题阐述观点的长篇意见”,CNN最高法院分析师、乔治敦大学法学院教授史蒂夫·弗拉德克说道。“看起来卡瓦诺和巴雷特大法官愿意站在这名死囚一边,但更倾向于通过这种简易的程序性裁决来表态,而非加入索托马约尔大法官的协同意见。通常,在没有双方各63页意见的情况下做出这种回避裁决并不罕见;但在有这类长篇意见的情况下,就相当不寻常了。”
最高法院的这项裁决将影响其他州划定死刑资格界限的方式。推动重启联邦死刑执行的特朗普政府当时站在了阿拉巴马州一边。
根据法庭记录,史密斯承认谋杀了范·达姆,但对犯罪经过的说法前后矛盾。州政府向最高法院表示,史密斯“用锤子和锯子残忍殴打”范·达姆,目的是“抢走140美元、受害者的靴子和一些工具”。
除智商测试外,下级法院还审查了多项因素,最终认定史密斯存在智力障碍。第十一巡回法院发现,史密斯早在一年级时就学业困难,老师因此将他标记为“后进生”。四年级时,史密斯被安排进入学习障碍班级。
根据法庭记录,史密斯后来七年级和八年级考试不及格,最终辍学,随后的15年里大部分时间因入室盗窃和收受赃物在监狱中度过。
史密斯的案件曾于2023年首次提交至最高法院,当时阿拉巴马州请求最高法院推翻第十一巡回法院作出的有利于史密斯的裁决。在审议该案数月后,最高法院简易驳回了第十一巡回法院的裁决,并命令该法院重新审查此案。
上诉法院在进一步审查后得出了相同的结论,阿拉巴马州于去年再次向最高法院提起上诉。
本文已更新补充更多细节。
Divided Supreme Court decision bars Alabama from executing an inmate who may be intellectually disabled
2026-05-21T14:27:52.839Z / https://www.cnn.com/2026/05/21/politics/hamm-v-smith-supreme-court-decision
The Supreme Court on Thursday let stand an appeals court decision that barred Alabama from executing a man that lower courts found is likely intellectually disabled.
The Supreme Court, in an unsigned opinion, took the unusual step of dismissing an appeal, filed by Alabama, after it heard arguments in the case. A lower court decision barring the execution of Joseph Clifton Smith will stand, and the Supreme Court will save for another day the questions about intellectual disability that the appeal raised.
Four justices dissented from the decision: Chief Justice John Roberts as well as Justices Clarence Thomas, Samuel Alito and Neil Gorsuch.
Smith was convicted and sentenced to death for the brutal murder in 1997 of Durk Van Dam in Mobile County. But Smith’s attorneys argued he was ineligible for the death penalty under a 2002 Supreme Court precedent that determined the execution of intellectually disabled inmates violates the 8th Amendment’s prohibition on cruel and unusual punishment.
A series of tests put Smith’s IQ at just over 70, a threshold referenced in the Supreme Court’s 2002 decision. But the 11th US Circuit Court of Appeals noted that the number isn’t a strict cutoff and that the error deviation in the testing could potentially put Smith’s actual IQ slightly below 70. The question for the Supreme Court was how lower courts are supposed to determine if an inmate is intellectually disabled in edge cases when there are multiple IQ tests.
By dismissing the case as “improvidently granted,” the court effectively said that now is not the right time to answer that question.
Justice Sonia Sotomayor, the court’s senior liberal, wrote in a concurring opinion that lower courts correctly decided that Smith was intellectually disabled and barred from execution under previous Supreme Court precedent. But, she wrote, the court was “not equipped” to provide “any meaningful guidance” based on the Smith case.
“That is because the differences between methods used to assess multiple IQ scores raise complicated questions on which even experts may disagree,” she wrote.
Sotomayor, who was joined by liberal Justice Ketanji Brown Jackson, acknowledged that in the future, the high court may need to weigh in “with more specific guidance” about how lower courts should analyze death row cases involving multiple IQ scores that suggest a prisoner is on the cusp of a state’s definition of intellectually disabled.
The decision to not decide drew a sharp rebuke from several members of the court’s conservative wing.
“To avoid execution, Smith tried to convince courts that he is not intelligent enough to be executed,” Thomas wrote. “Today, the Court rewards Smith’s efforts.”
“Smith is not insufficiently intelligent to be executed,” Thomas wrote, adding that he believed the court should overturn a 2002 precedent barring the execution of people who intellectually disabled, which he said has “bred only confusion and absurdity.”
Given that four justices publicly dissented, it was clear that conservative Justices Brett Kavanaugh and Amy Coney Barrett as well as the court’s liberals, had agreed to dismiss the case.
The dismissed case “is a bit surprising given that six of the justices wrote or joined lengthy opinions setting forth their views on the merits,” said Steve Vladeck, CNN Supreme Court analyst and professor at Georgetown University Law Center. “It certainly appears that Justices Kavanaugh and Barrett were willing to side with the death-row prisoner here, but preferred to do so by issuing this summary, procedural disposition, rather than joining Justice Sotomayor’s concurrence. It’s not unusual to see such punts without 63 pages of opinions on both sides; it’s more than a little unusual with it.”
The court’s decision will influence where other states draw the eligibility line for death sentences. The Trump administration, which is pushing to restart federal executions, sided with Alabama.
Smith confessed to murdering Van Dam, but offered conflicting versions of the crime, according to court records. The state told the Supreme Court that Smith “brutally beat” Van Dam with a hammer and saw “in order to steal $140, the man’s boots, and some tools.”
Lower courts reviewed several factors, in addition to the IQ tests, and concluded that Smith is intellectually disabled. Smith had struggled in school since as early as the first grade, the 11th Circuit found, which led to his teacher labeling him as an “underachiever.” When he was in fourth grade, Smith was placed in a learning-disability class.
Smith then failed the seventh and eighth grades before dropping out of school, according to court records, and spent “much of the next fifteen years in prison” for burglary and receiving stolen property.
Smith’s case previously reached the Supreme Court in 2023 when Alabama asked the justices to overturn the 11th Circuit’s decision in his favor. After considering the case for months, the justices summarily tossed out the 11th Circuit decision and ordered that court to review the case again.
The appeals court came to the same conclusion after further review and Alabama appealed to the Supreme Court again last year.
This story has been updated with additional details.
发表回复