2026年4月20日 下午2:55 UTC / 路透社
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2026年4月20日 下午2:55 UTC 更新于26分钟前
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2007年7月13日，人们在纽约证券交易所附近的华尔街行走。路透社/布伦丹·麦克德米德（美国）/档案照片 购买授权，打开新标签页
华盛顿4月20日路透电 —— 美国证券交易委员会（SEC）和商品期货交易委员会（CFTC）周一联合提议改革拜登时代针对26万亿美元私募基金行业强化披露要求的监管规定，两大机构宣布了这一消息。
SEC表示，这些规定如果获得通过，将减轻私募基金和投资顾问的负担，同时仍要求收集“必要且适当”的信息。
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“我议程的一个核心支柱是恢复披露义务的平衡，并尽可能降低合规成本，”SEC主席保罗·阿特金斯在一份声明中说道。
尽管遭到共和党反对，但在前总统乔·拜登任期内，SEC和CFTC联合要求对冲基金、私募股权机构等报告其投资、交易对手方和货币敞口，以及国家和行业敞口、按策略划分的投资表现和投资组合流动性等信息。这些机构曾表示，这些规则对检测金融体系风险是必要的。
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当时的共和党籍SEC和CFTC委员称这些规则过于严苛，可能危及敏感的机密数据。目前两大委员会均未任命民主党委员。而且自去年掌权以来，特朗普政府多次推迟——打开新标签页——这些规则的生效日期，以便官员们有时间采纳修改方案。
周一提议的改革将降低需要提交此类披露的公司数量：将小型顾问的合格资产管理规模门槛从1.5亿美元提高至10亿美元，而“大型”对冲基金顾问的门槛则从15亿美元提高至100亿美元。
据SEC称，这些调整仍将覆盖90%的资产管理规模。
该提案将面临60天的公众意见征询期，之后两大机构才会就最终版本做出决定。
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Wall Street regulators jointly propose to trim Biden-era private fund reporting rules
2026-04-20 2:55 PM UTC / Reuters
By Reuters
April 20, 2026 2:55 PM UTC Updated 26 mins ago
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People walk along Wall Street near the New York Stock Exchange July 13, 2007. REUTERS/Brendan McDermid (UNITED STATES)/File Photo Purchase Licensing Rights, opens new tab
WASHINGTON, April 20 (Reuters) – The U.S. Securities and Exchange Commission and Commodity Futures Trading Commission on Monday jointly proposed reforms to Biden-era regulations on enhanced disclosures by the $26 trillion private fund industry, the agencies announced.
The SEC said the changes, if adopted, would reduce burdens on the private funds and investment advisers while still requiring the collection of “necessary and appropriate” information.
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“A key pillar of my agenda is restoring balance to disclosure obligations and reducing the cost of compliance wherever possible,” SEC Chairman Paul Atkins said in a statement.
Despite Republican objections, under former President Joe Biden, the SEC and CFTC jointly required hedge funds, private equity and others to report exposures to investments, counterparties and currencies as well as exposures to countries and industries, the performance of investments by strategy and the liquidity of portfolios, among other things. They said these rules were necessary to detect risk in the financial system.
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Republican SEC and CFTC members said at the time that the rules were excessive and could jeopardize sensitive confidential data. There are currently no Democrats appointed to either commission. And, since taking control last year, the Trump administration has repeatedly pushed back, opens new tab the effective date for the rules to allow officials time to adopt modifications.
The changes proposed on Monday would reduce the number of firms required to make such disclosures by lifting a qualifying threshold for smaller advisers from $150 million in assets under management to $1 billion and, for “large” hedge fund advisers, from $1.5 billion to $10 billion.
These changes would still capture 90% of assets under management, according to the SEC.
The proposal will be subject to a 60-day public comment period before any decision on a final version by the agencies.
Reporting by Douglas Gillison in Washington; Editing by Chizu Nomiyama and Paul Simao
Our Standards: The Thomson Reuters Trust Principles.
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