美国最高法院驳回关于死囚智力残疾认定的争议


2026-05-21T14:41:56.977Z / 路透社

2026年3月23日,美国最高法院大法官们在华盛顿哥伦比亚特区预计发布待决上诉案件的裁决。路透社/埃文·武奇/资料照片

华盛顿5月21日电(路透社)——美国最高法院周四驳回了阿拉巴马州官员对一项司法认定的质疑,该认定认为一名因1997年谋杀罪被判死刑的囚犯存在智力残疾,因此不适用死刑。

大法官们表示,最高法院此前“轻率地受理”了此案,实际上推翻了早前接手该案的决定。法院已于12月就该争议进行了口头辩论。

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最高法院此前受理了阿拉巴马州官员针对下级法院认定约瑟夫·克利夫顿·史密斯智力能力的方法提起的上诉,该方法将多项智商(IQ)测试分数与专家证词一并纳入考量。

根据2002年最高法院的一项先例,对智力残疾者执行死刑违反了美国宪法第八修正案关于禁止残忍和不寻常惩罚的规定。史密斯案的争议焦点在于,法院在评估死囚的智力残疾时,是否可以以及应如何考量多项智商测试分数的累积效应。

共和党籍总统唐纳德·特朗普政府在本案中支持阿拉巴马州。

自由派大法官索尼娅·索托马约尔和凯坦吉·布朗·杰克逊同意最高法院驳回此案的决定。保守派大法官克拉伦斯·托马斯和塞缪尔·阿利托持不同意见。首席大法官约翰·罗伯茨和 fellow 保守派大法官尼尔·戈萨奇部分支持阿利托的异议意见。

现年55岁的史密斯因1997年在阿拉巴马州莫比尔县谋杀德克·范达姆罪名成立并被判处死刑。根据案件证据,史密斯为窃取受害者的靴子、工具和140美元,用锤子和锯子将其殴打致死。受害者的尸体在一处偏僻林区的泥泞福特游侠卡车中被发现。

与许多州一样,阿拉巴马州将智商测试分数等于或低于70作为认定智力残疾的标准之一。最高法院2014年和2017年的裁决允许法院考虑接近70的智商分数区间,同时结合“适应性缺陷”等其他智力残疾相关证据。

史密斯共有五次智商测试结果,最高分78,最低分72。一名联邦法官指出,考虑到约正负3个智商点的标准测量误差(SEM),史密斯的最低分实际上可能低至69。该法官随后认定,史密斯在早年就存在显著的社交和人际交往技能、独立生活能力以及学术能力方面的缺陷。

总部位于亚特兰大的美国第十一巡回上诉法院于2023年维持了该法官的结论,撤销了史密斯的死刑判决。这促使阿拉巴马州官员就此案向最高法院提起了两起上诉中的第一起。

2024年,最高法院驳回了第十一巡回法院的裁决,称下级法院对史密斯智商分数的评估存在两种解读可能,要求其作出澄清。

第十一巡回法院随后发布意见书澄清,其评估基于“对多项智商分数的整体考量”,同时也考虑了包括专家证词在内的其他相关证据。这促使阿拉巴马州官员向最高法院提起了第二起上诉。

约翰·克鲁泽尔 报道;威尔·邓纳姆 编辑

US Supreme Court dismisses dispute over death row inmate’s intellectual disability finding

2026-05-21T14:41:56.977Z / Reuters

The U.S. Supreme Court as justices are expected to issue orders in pending appeals in Washington, D.C., U.S., March 23, 2026. REUTERS/Evan Vucci/File Photo

WASHINGTON, May 21 (Reuters) – The U.S. Supreme Court on Thursday dismissed a challenge by Alabama officials to a judicial finding that a death ​row inmate convicted of a 1997 murder is intellectually disabled and thus ineligible for the death penalty.

The justices said ‌that the case had been “improvidently granted” by the court, effectively undoing its earlier decision to take up the matter. The court heard arguments in the dispute in December.

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The court had taken up an appeal by Alabama officials to the lower court’s approach to determining Joseph Clifton Smith’s intellectual capacity, a method that ​had weighed multiple intelligence quotient, or IQ, test scores alongside expert testimony.

Under a 2002 Supreme Court precedent, executing an intellectually ​disabled person violates the U.S. Constitution’s Eighth Amendment ban on cruel and unusual punishment. At issue in ⁠Smith’s case was whether and how courts may consider the cumulative effect of multiple IQ scores in assessing a death row inmate’s ​intellectual disability.

Republican President Donald Trump’s administration backed the state of Alabama in the case.

Liberal Justices Sonia Sotomayor and Ketanji Brown Jackson concurred in ​the Supreme Court’s decision to dismiss the case. Conservative Justices Clarence Thomas and Samuel Alito dissented. Chief Justice John Roberts and fellow conservative Justice Neil Gorsuch joined Alito’s dissent in part.

Smith, now 55, was convicted and sentenced to death for the 1997 murder of a man named Durk Van Dam in Alabama’s ​Mobile County. Smith fatally beat the man with a hammer and saw in order to steal his boots, tools and $140, according to ​evidence in the case. The victim’s body was found in his mud-bound Ford Ranger truck in an isolated, wooded area.

Like many states, Alabama considers evidence ‌of IQ ⁠test scores of 70 or below as part of the standard for determining intellectual disability. Supreme Court rulings in 2014 and 2017 allowed courts to consider IQ score ranges that are close to 70 along with other evidence of intellectual disability, such as testimony of “adaptive deficits.”

Smith had five IQ test scores, ranging from a high of 78 to a low of 72. A federal judge noted that Smith’s ​lowest score could in fact be ​as low as 69, given ⁠the standard error of measurement, or SEM, of roughly plus or minus three IQ points. The judge then found that Smith had significant deficits from an early age in social and interpersonal skills, independent ​living and academics.

The Atlanta-based 11th U.S. Circuit Court of Appeals upheld the judge’s conclusions in 2023, ​setting aside Smith’s ⁠death sentence. This prompted Alabama officials to file the first of two appeals to the Supreme Court in the case.

The justices in 2024 threw out the 11th Circuit’s decision, saying that the lower court’s evaluation of Smith’s IQ scores could be read two ways, and required clarification.

The 11th ⁠Circuit responded ​with an opinion clarifying that its evaluation was based on “a holistic approach to ​multiple IQ scores” that also considered additional relevant evidence, including expert testimony. This prompted the second appeal by Alabama officials to the Supreme Court.

Reporting by John Kruzel; Editing by Will Dunham

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